This April, the Charlotte Business Journal released its list of the largest financial planning firms in the Charlotte-area. “We are honored to be included on the list,” says CAPTRUST Senior Vice President and Financial Advisor Michael Blair.
To access CAPTRUST's current ADV Part 1, click here. On the page, select Firm and in the Firm Name or CRD/SEC# field type CAPFINANCIAL.
CAPTRUST Form ADV Disclosure Brochures (ADV Part 2A):
- For CAPTRUST retirement plan clients
- For CAPTRUST clients with Portfolio Managed Accounts (in the CAPTRUST PMA Wrap-fee Program)
- For CAPTRUST clients with Separately Managed Accounts (in the CAPTRUST SMA Wrap-fee Program)
- For CAPTRUST clients with non-wrap fee-based managed accounts (CAPTRUST Non-wrap Fee Brochure)
Order Routing Disclosure
(In the Enter Broker-Dealer's Full Name field, please type in CAPFINANCIAL SECURITIES LLC.)
CAPTRUST Financial Advisors (also known as "CapFinancial Partners, LLC") is an investment adviser registered under The Investment Advisers Act of 1940. The principals of CAPTRUST have operated as an advisory team since 1989.
CAPTRUST Financial Advisors does not render legal, accounting, or tax advice. It has been prepared solely for informational purposes and is not a solicitation or an offer to buy any security or instrument or to participate in any trading strategy. Any performance data quoted represents past performance. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Past performance is no guarantee of future results. For a detailed description of the risks associated with investing by asset class, please click here.
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CAPTRUST Financial Advisors is an investment adviser registered under the Investment Advisers Act of 1940.