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Margaret Landis, IACCP®

Margaret Landis, IACCP®

Senior Manager,
Compliance

  • Louisville, KY
  • All Harry Potter Books | Lord of the Rings
  • Any and every one in my family
  • Our choices determine who we are.
  • Strong ethics, good listener, and sense of humor

Business Operations Group

Margaret is a SEC compliance expert who works in the Raleigh, NC office.

Margaret joined CAPTRUST in 2013 and serves as a senior manager, compliance, responsible for overseeing the firm’s efforts to comply with applicable SEC rules and regulations under the Investment Advisers Act of 1940. Prior to joining the firm, Margaret worked as a CCO and director of operations at Oak Vale Capital Management, Inc. and has worked in the industry since 1985.

Education

  • Bachelor of Science degree in Business Administration in business administration and management with a concentration in marketing from Boston University, School of Management

Industry Designations

  • Investment Adviser Certified Compliance Professional®

News & Resources

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