2025 Fiduciary Training Series, Part 2: Effective Plan Governance
One often-overlooked aspect of qualified retirement plan operations is the need for a prudent and comprehensive governance process. Plan rules and procedures are often contained in a series of governing plan documents and service agreements. Plan officials are faced with analyzing and interpreting numerous documents from multiple entities. By creating a governance process, plan officials can help ensure plan operations are consistent and adhere to fiduciary standards.
Join us on Wednesday, May 14, at 4:00 p.m. ET as Jenny Kiffmeyer, JD, and COO of Retirement Learning Center discusses how to:
- Understand the importance of a plan governance process;
- Assist plan sponsors and committees in becoming better consumers of fiduciary services;
- Identify and address actual and potential conflicts of interest;
- Avoid the legal implications of inconsistent plan-related documents, service agreements and contracts; and
- Assess educational needs of committees and plan officials.
Continuing Education Credits Offered:
- This program is valid for 1 PDC toward SHRM-CP and SHRM-SCP recertification.
- Participants will earn 1 CPE credit.
- In order to be awarded the full credit hours, you must be present for the entire session, registering your attendance and departure in the webinar and answering all polling questions. You must remain logged into the video portion of the webinar for the entire program. Logging into the audio portion only is not sufficient for CE credit.
Additional Information:
- Field of Study: Specialized knowledge
- Prerequisites: 3-5 years’ experience in the industry
- Who should attend: Financial professionals and accountants; others are welcome.
- Advanced preparations: None
- Program level: Intermediate
- Delivery method: Group, internet-based
Additional CAPTRUST Resources:
- 2025 Fiduciary Training, Part 1: Best Practices for Plan Sponsors (on-demand webinar recording)
- Fiduciary Best Practices for Plan Sponsors
- The Importance of Fiduciary Training
Our 2024 series:
- 2024 Fiduciary Training Series, Part 1: Roles and Responsibilities
- 2024 Fiduciary Training Series, Part 2: Plan Governance
- 2024 Fiduciary Training Series, Part 3: Fiduciary Risk Management
- 2024 Fiduciary Training, Part 4: Avoiding Scams
Continuing Education Center, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org