On Thursday, November 10, 2016, CAPTRUST Defined Contribution Practice Leader Scott Matheson discussed the new regulations and the important questions plan sponsors need to address as these rules go into effect. In addition, the webinar covers key aspects of the conflict of interest rule, including:
What makes someone a fiduciary under the new rules;
Potential service provider business model changes; and
Things to look out for as you work to comply with the new rules.
Click here to listen to the webinar.
Other resources that may be helpful to learning more about the conflict of interest rule:
THE DOL FIDUCIARY RULE: Part I – Five Questions to Ask Yourself
CAPTRUST Financial Advisors is an independent investment research and fee-based advisory firm specializing in providing retirement plan and investment advisory services to retirement plan fiduciaries, executives, and high-net-worth individuals. Headquartered in Raleigh, North Carolina, the firm represents over $189 billion in client assets with offices in Alabama, California, Connecticut, Florida, Georgia, Iowa, Michigan, Minnesota, Missouri, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia.