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Margaret Landis, IACCP®Senior Manager, Compliance

  • 4208 Six Forks Road
    Suite 1700
    Raleigh, NC 27609
  • 919.870.6822

Margaret joined CAPTRUST in 2013 and serves as a senior manager, compliance, responsible for overseeing the firm's efforts to comply with applicable SEC rules and regulations under the Investment Advisers Act of 1940. Prior to joining the firm, Margaret worked as a senior compliance and operations liaison at RS Investments, LLC and has worked in the industry since 1985.

EDUCATION

  • Bachelor of Science degree in Business Administration in business administration and management with a concentration in marketing from Boston University, School of Management

INDUSTRY DESIGNATIONS

  • Investment Adviser Certified Compliance Professional® (IACCP®) Risk Management Specialist

Personal Profile

Hometown:
Louisville, KY
Favorite Book or Movie:
All Harry Potter Books | Lord of the Rings
Ideal Dinner Guest:
Mario Batali, Jim Gaffigan, and anyone in my family
Words to Live By:
Our choices determine who we are
Qualities I Admire in People:
Strong ethics, good listener, and sense of humor